Comprehensive plans

Plugin types correspond to the points where the server invokes the plugin.

For the full list of plugin invocation points, refer to the Javadoc for PluginType. The following list summarizes the plugin invocation points:

A plugin’s types are specified in its configuration, and can therefore be modified at runtime.

Server plugin configuration is managed with the same configuration framework that is used for DS server configuration.

The DS configuration framework has these characteristics:

A complete plugin project includes LDAP schema definitions, XML configuration definitions, Java plugin code, and Java resource bundles. For examples, refer to the sample plugins delivered with DS software.

As described in LDAP schema, DS servers ship with many standard LDAP schema definitions. In addition, you can update LDAP schema definitions while the server is online.

This does not mean, however, that you can avoid schema updates for your deployment. Instead, unless the data for your deployment requires only standard definitions, you must add LDAP schema definitions before importing your data.

Follow these steps to prepare the schema definitions to add:

Once your schema modifications are ready, use comments to document your choices in the source LDIF. Keep the file under source control. Apply a change control process to avoid breaking schema definitions in the future.

Perhaps you can request object identifiers (OIDs) for new schema definitions from an OID manager in your organization. If not, either take charge of OID assignment, or else find an owner who takes charge. OIDs must remain globally unique, and must not be reused.

When defining the base DNs and hierarchical structure of the DIT, keep the following points in mind:

As described in About replication, the primary unit of replication is the base DN. If necessary, you can split a base DN into multiple branches. For example use cases, read Deployment patterns.

Once you have defined your DIT, arrange the directory data you import to follow its structure.

DS offers LDAP and HTTP connection handlers.

Connection handlers govern connection security and access from specified client hostnames or address masks.

In a shared or high-scale directory service, service management—​installation and configuration, backup, and recovery—​may be the responsibility of only a few specialists. These tasks may be carefully scripted.

Directory data management is, however, often a task shared by multiple users. Many of these tasks may be performed manually. In addition, users may be responsible for profile data in their own entry, including passwords, for example. You can arrange the DIT hierarchically to make it easier to scope control of administrative access.

Your plan must define who should have what access to which data, and list the privileges and access controls to grant such access. Read Administrative roles to review the alternatives.

As described in Groups, DS directory servers offer dynamic, static, and virtual static group implementations:

Consider your data and client applications. Use dynamic or virtual static groups whenever possible.

As described in Virtual attributes, and Collective attributes, DS servers support virtual and collective attributes that let entries share attribute values. Sharing attribute values where it makes sense can significantly reduce data duplication, saving space and avoiding maintenance updates.

Consider your directory data. You can use virtual or collective attributes to replace attributes that repeat on many entries and can remain read-only on those entries. Familiar use cases include postal addresses that are the same for everyone in a given location, and class of service properties that depend on a service level attribute.

A directory server is an object-oriented database. It will therefore exhibit its best performance when its data is cached in memory. This is as true for large static groups mentioned in Groups as it is for all directory data.

A disadvantage of caching all data is that systems with enough RAM are more expensive. Consider the suggestions in Database Cache Settings, testing the results for your data when planning your deployment.

DS servers have the following features that make them well-suited to serve identity data:

The fewer restrictions you place on an administrative account, the greater the danger the account will be misused.

As described in Administrative access, you can avoid using directory superuser accounts for most operations. Instead, limit administrator privileges and access to grant only what their roles require. The first high-level distinction to make is between operational staff who manage the service, and those users who manage directory data. Read the section cited for fine-grained distinctions.

When your deployment involves delegated administration, it is particularly important to grant only required access to the delegates. This is easier if your DIT supports appropriate access scopes by default, as described in The DIT.

An immutable configuration does not change at runtime. A mutable configuration does change at runtime.

With an immutable configuration, you maintain the server configuration as an artifact under source control, and manage changes by applying the same process you use for other source code. This approach helps prevent surprises in production configurations. If properly applied, there is little risk of rolling out an untested change.

With a mutable configuration, operational staff have more flexibility to make changes. This approach requires even more careful change management for test and production systems.

DS server configurations can be immutable, except for the portion devoted to replication, which evolves as peer servers come and go.

DS directory data, however, must remain mutable to support write operations. As long as you separate directory data from the configuration, this does not prevent you from replacing directory server replicas. As described in Manual initialization, new replicas can start with existing data sets.

DS servers provide both HTTP and LDAP access to directory data. HTTP access to directory data eventually translates to LDAP access internally. At the LDAP level, DS servers provide powerful, fine-grained access control.

The default server behavior is to refuse all access. All DS servers therefore grant some level of access through privileges, and through access controls. For details, refer to Access control.

Access control instructions (ACIs) in directory data take the form of aci LDAP attributes, or global-aci properties in the server configuration. You write ACIs in a domain-specific language. The language lets you describe concisely who has access to what under what conditions. When configuring access control, notice that access controls apply beneath their location in the directory information tree. As a result, some ACIs, such as those granting access to LDAP controls and extended operations, must be configured for the entire server rather than a particular location in the data.

Administrative privileges provide a mechanism that is separate from access control to restrict what administrators can do.

You assign privileges to users as values of the ds-privilege-name LDAP attribute. You can assign privileges to multiple users with collective attribute subentries. For details, refer to Administrative privileges.

Take care when granting privileges, especially the following privileges:

DS servers support a variety of authentication mechanisms.

When planning your service, use the following guidelines:

For details, refer to Authentication mechanisms.

DS directory proxy servers and the DS HDAP gateway application offer access to remote directory services.

Unlike directory servers, directory proxy servers do not hold directory data, and so use global access policies rather than ACIs. You define global access policies as server configuration objects. For details, refer to Access control.

As mentioned in System resources, be aware that for high-performance services you may need to deploy as many proxy servers or gateways as directory servers.

For details about DS LDAP proxy services, refer to LDAP proxy.

Refer to HTTP access or Install an HDAP gateway.

Although LDAP and RESTful HTTP access ensure high performance, your deployment may require a higher level of abstraction than LDAP or HTTP can provide.

Other Ping Identity Platform components offer such higher-level abstractions. For example, PingAM software lets you plug into directory services for authentication and account profiles, and then orchestrate powerful authentication and authorization scenarios. PingIDM software can plug into directory services to store configuration and account profiles, to provide user self-services, and to synchronize data with a wide variety of third-party systems.

For an introduction to the alternatives, read about the Ping Identity Platform.

Replication is designed to provide high availability with tolerance for network partitions. In other words, the service continues to allow both read and write operations when the network is down. Replication provides eventual consistency, not immediate consistency.

According to what is called the CAP theorem, it appears to be impossible to guarantee consistency, availability, and partition tolerance when network problems occur. The CAP theorem makes the claim that distributed databases can guarantee at most two of the following three properties:

When the network connection is down between two replicas, replication is temporarily interrupted. Client applications continue to receive responses to their requests, but clients making requests to different servers will not have the same view of the latest updates. The discrepancy in data on different replicas also arises temporarily when a high update load takes time to fully process across all servers.

Eventual consistency can be a trap for the unwary. The client developer who tests software only with a single directory server might not notice problems that become apparent when a load balancer spreads requests evenly across multiple servers. A single server is immediately consistent for its own data. Implicit assumptions about consistency therefore go untested.

For example, a client application that implicitly assumes immediate consistency might perform a write quickly followed by a read of the same data. Tests are all successful when only one server is involved. In deployment, however, a load balancer distributes requests across multiple servers. When the load balancer sends the read to a replica that has not yet processed the write, the client application appears to perform a successful write, followed by a successful read that is inconsistent with the write that succeeded!

When deploying replicated DS servers, keep this eventual consistency trap in mind. Educate developers about the trade off, review patches, and test and fix client applications under your control. In deployments with client applications that cannot be fixed, use affinity load balancing in DS directory proxy servers to work around broken clients. For details, refer to Load balancing.

In DS software, the role of a replication server is to transmit messages about updates. Directory servers receive replication messages from replication servers, and apply updates accordingly, meanwhile serving client applications.

Deploy at least two servers in case one fails. Deploy more servers where necessary, knowing more servers means more complexity for those managing the service.

After you install a directory server and configure it as a replica, you must initialize it to the current replication state. There are a number of choices for this, as described in Manual initialization. Once a replica has been initialized, replication eventually brings its data into a consistent state with the other replicas. As described in Consistency and availability, give a heavy update load or significant network latency, temporary inconsistency is expected. You can monitor the replication status to estimate when replicas will converge on the same data set.

Client applications can adopt best practices that work with eventual consistency, as described in Best practices, Optimistic concurrency (MVCC), and Update. To work around broken client applications that assume immediate consistency, use affinity load balancing in directory proxy servers. For details, refer to Load balancing.

Some client applications need notifications when directory data changes. Client applications cannot participate in replication itself, but can get change notifications. For details, refer to Changelog for notifications.

When scaling replicated directory services, keep the following rules in mind:

When a replica writes an update to its directory data set, it transmits the change information to its replication server for replay elsewhere. The replication server transmits the information to connected directory servers, and to other replication servers replicating the same data. Those replication servers transmit the message to others until all directory servers have received the change information. Each directory server must process the change, reconciling it with other change information.

As a result, you cannot scale up write capacity by adding servers. Each server must replay all the writes.

If necessary, you can scale up write capacity by increasing the capacity of each server (faster disks, more powerful servers), or by splitting the data into separate sets that you replicate independently (data distribution).

In shared directory service deployments, the directory must continue serving client requests during maintenance operations, including service upgrades, during network outage recovery, and in spite of system failures.

DS replication lets you build a directory service that is always online. DS directory proxy capabilities enable you to hide maintenance operations from client applications. You must still plan appropriate use of these features, however.

As described previously, replication lets you use redundant servers and systems to tolerate network partitions. Directory server replicas continue to serve requests when peer servers fail or become unavailable. Directory proxy servers route around directory servers that are down for maintenance or down due to failure. When you upgrade the service, you roll out one upgraded DS server at a time. New servers continue to interoperate with older servers, so the whole service never goes down. All of this depends on deploying redundant systems, including network links, to eliminate single points of failure. For more, refer to High availability.

As shown in that section, your deployment may involve multiple locations. Some deployments even use separate replication topologies, for example, to sustain very high write loads, or to separate volatile data from more static data. Carefully plan your load balancing strategy to offer good service at a reasonable cost. By using replication groups, you can limit most replication traffic over slow links to communications between replication servers. Directory proxy servers can direct client traffic to local servers until it becomes necessary to fail over to remote servers.

Sound operational procedures play as important a role in availability as good design. Operational staff maintaining the directory service must be well-trained and organized so that someone is always available to respond if necessary. They must have appropriate tools to monitor the service in order to detect situations that need attention. When maintenance, debugging, or recovery is required, they should have a planned response in most cases. Your deployment plans should therefore cover the requirements and risks that affect your service.

Before finalizing deployment plans, make sure that you understand key availability features in detail. For details about replication, read Replication and the related pages. For details about proxy features, read LDAP proxy.

Functional testing validates that specified test cases work with the software considered as a black box.

As Ping Identity already tests DS servers and gateways functionally, focus your functional testing on customization and service level functions. For each key capability, devise automated functional tests. Automated tests make it easier to integrate new deliveries to take advantage of recent bug fixes, and to check that fixes and new features do not cause regressions.

As part of the overall plan, include not only tasks to develop and maintain your functional tests, but also to provision and to maintain a test environment in which you run the functional tests before you significantly change anything in your deployment. For example, run functional tests whenever you upgrade any server or custom component, and analyze the output to understand the effect on your deployment.

With written SLOs, even if your first version consists of guesses, you turn performance plans from an open-ended project to a clear set of measurable goals for a manageable project with a definite outcome. Therefore, start your testing with service level objectives clear definitions of success.

Also, start your testing with a system for load generation that can reproduce the traffic you expect in production, and underlying systems that behave as you expect in production. To run your tests, you must therefore generate representative load data and test clients based on what you expect in production. You can then use the load generation system to perform iterative performance testing.

Iterative performance testing consists of identifying underperformance, and the bottlenecks that cause it, and discovering ways to eliminate or work around those bottlenecks. Underperformance means that the system under load does not meet service level objectives. Sometimes resizing or tuning the system can help remove bottlenecks that cause underperformance.

Based on SLOs and availability requirements, define acceptance criteria for performance testing, and iterate until you have eliminated performance bottlenecks.

Tools for running performance testing include the tools listed in Performance tests, and Gatling, which uses a domain-specific language for load testing. To mimic the production load, examine the access patterns, and the data that DS servers store. The representative load should reflect the distribution of client access expected in production.

Although you cannot use actual production data for testing, you can generate similar test data using tools, such as the makeldif command.

As part of the overall plan, include tasks to:

Once you are satisfied that the baseline performance is acceptable, run performance tests again when something in your deployment changes significantly with respect to performance. For example, if the load or number of clients changes significantly, it could raise performance requirements. Also, consider the thresholds that you can monitor in the production system to estimate when your system might no longer meet performance requirements.

Here, deployment testing is a description rather than a term. It refers to the testing implemented within the deployment window after the system is deployed to the production environment, but before client applications and users access the system.

Plan for minimal changes between the pre-production test environment and the actual production environment. Then test that those changes have not cause any issues, and that the system generally behaves as expected.

Take the time to agree upfront with stakeholders regarding the acceptance criteria for deployment tests. When the production deployment window is small, and you have only a short time to deploy and test the deployment, you must trade off thorough testing for adequate testing. Make sure to plan enough time in the deployment window for performing the necessary tests and checks.

Include preparation for this exercise in your overall plan, as well as time to check the plans close to the deployment date.

DS servers store configuration in files under the server’s config directory. When you set up a server, the setup process creates the initial configuration files based on templates in the server’s template directory. File layout describes the files.

When a server starts, it reads its configuration files to build an object view of the configuration in memory. This view holds the configuration objects, and the constraints and relationships between objects. This view of the configuration is accessible over client-side and server-side APIs. Configuration files provide a persistent, static representation of the configuration objects.

Configuration tools use the client-side API to discover the server configuration and to check for constraint violations and missing relationships. The tools prevent you from breaking the server configuration structurally by validating structural changes before applying them. The server-side API allows the server to validate configuration changes, and to synchronize the view of the configuration in memory with the file representation on disk. If you make changes to the configuration files on disk while the server is running, the server can neither validate the changes beforehand, nor guarantee that they are in sync with the view of the configuration in memory.

Once a server begins to replicate data with other servers, the part of the configuration pertaining to replication is specific to that server. As a result, a server effectively cannot be cloned once it has begun to participate in data replication. When deploying servers, do not initialize replication until you have deployed the server.

You edit files to configure the DS gateway web applications.

A gateway does not have external configuration APIs. You must restart it after you edit configuration files for the changes to take effect.